Kari E. Kennedy, Executrix of the Estate of William Patrick Kennedy, Deceased v. Plan Administrator for Dupont Savings and Investment Plan et al. (555 U.S. 285)

U.S. Supreme Court · decided January 26, 2009 · Supreme Court Database (Spaeth)

Citation
555 U.S. 285 · 129 S. Ct. 865
Decided
January 26, 2009
Term
October Term 2008
Vote
9–0
Majority author
Justice Souter
Issue area
Economic Activity
Disposition
Affirmed
Outcome
Petitioning party lost
Ideological direction
Liberal

Opinion excerpt

Justice Souter delivered the opinion of the Court. The Employee Retirement Income Security Act of 1974 (ERISA), 88 Stat. 829, 29 U. S. C. § 1001 et seq., generally obligates administrators to manage ERISA plans “in accordance with the documents and instruments governing” them. § 1104(a)(1)(D). At a more specific level, the Act requires covered pension benefit plans to “provide that benefits .. . under the plan may not be assigned or alienated,” § 1056(d)(1), but this bar does not apply to qualified domestic relations orders (QDROs), § 1056(d)(3). The question here is whether the terms of the limitation on assignment or alienation invalidated the act of a divorced spouse, the designated beneficiary under her ex-husband’s ERISA pension plan, who purported to waive her entitlement by a federal common law waiver embodied in a divorce decree that was not a QDRO. We hold that such a waiver is not rendered invalid by the text of the antialienation provision, but that the plan administrator properly disregarded the waiver owing to its conflict with the designation made by the former husband in accordance with plan documents. I The decedent, William Kennedy, worked for E. I. DuPont de Nemours & Company and was a participant in its savings and investment plan (SIP), with power both to “designate any beneficiary or beneficiaries ... to receive all or part” of the funds upon his death,…

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